FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060237801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher T. Hildebrandt, Respondent Former General Securities Representative CRD No. 1318476 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Christopher T. Hildebrandt submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059717201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Stephen Paul Florio, Respondent General Securities Representative CRD No. 1186577 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Stephen Paul Florio submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.