FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057522002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher R. Wurtzinger, Respondent General Securities Principal CRD No. 1921024 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Christopher R. Wurtzinger ("Respondent" or "Wurtzinger") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.