2020067686301 Matthew O. Clason CRD 4692266 AWC jlg (2020-1603066765209).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020067686301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew O. Clason, Respondent
Former Registered Representative CRD No. 4692266 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent, Matthew O. Clason submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.