2019064775801 Timothy Aaron Englemann CRD 4933563 AWC sl (2020-1606954800485).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019064775801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Timothy Aaron Engelmann (Respondent)
Former General Securities Representative (GSR) and Former Investment Company and Variable Contracts Products Representative (IR)
CRD No. 4933563
Pursuant to FINRA Rule 9216, Respondent Timothy Aaron Engelmann submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the