2019064868502 Bradley Hildebrand CRD 5608456 AWC va (2020-1606954800696).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064868502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bradley Hildebrand (Respondent) Former Investment Banking Representative CRD No. 5608456 Pursuant to FINRA Rule 9216, Respondent Bradley Hildebrand submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Technical Notice

TRAQS and API Testing

November 12, 2020

Currently, FINRA TRAQS and Reference Data API users are required to download a digital certificate and present verified user id and password credentials to access the website and the API.   As part of its Transparency Services improvement initiatives, FINRA is introducing a new method for users to gain secure access to the TRAQS website and will be introducing a new system infrastructure. 

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