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2016048921102 Halil Kozi CRD 1121714 Order va (2020-1587082770824).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Halil Kozi (CRD No. 1121714), Respondent. Disciplinary Proceeding No. 2016048921102 Hearing Officer-DDM ORDER ACCEPTING OFFER OF SETTLEMENT Date: March 17, 2020 INTRODUCTION Disciplinary Proceeding No. 2016048921102 was filed on September 17, 2019 by the