Tim Mountz is Senior Vice President and Chief Litigation Counsel in FINRA’s Office of General Counsel. He leads the Litigation Group, which is responsible for representing FINRA in litigation and providing legal advice on matters involving litigation risk. Legal matters for which the OGC Litigation Group is responsible include claims challenging FINRA’s regulatory activities, securities arbitration proceedings and employment-related matters. 

Elisabeth Craig is senior vice president of FINRA’s Credentialing, Registration, Education and Disclosure (CRED) department. In this role, she leads FINRA’s registration, disclosure, testing and continuing education programs for the securities industry, including overseeing the Central Registration Depository, BrokerCheck and CE Online.