Tim Mountz

Tim Mountz is Senior Vice President and Chief Litigation Counsel in FINRA’s Office of General Counsel. He leads the Litigation Group, which is responsible for representing FINRA in litigation and providing legal advice on matters involving litigation risk. Legal matters for which the OGC Litigation Group is responsible include claims challenging FINRA’s regulatory activities, securities arbitration proceedings and employment-related matters. 

Before joining FINRA, Mr. Mountz was in private practice at two large law firms for more than 30 years. He received a B.A. with high honors from Southern Methodist University, and a J.D. degree from Duke University School of Law, where he served on the editorial board of the Duke Law Journal.