FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056579502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert James D’Andria, Respondent General Securities Representative CRD No. 1916172 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Robert James D’Andria (“D’Andria” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.