2019061049701 Robert F. Genito CRD 4760338 AWC jm (2019-1577319573695).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061049701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert F. Genito, Respondent Former Investment Company and Variable Contracts Products Representative and Investment Company Products/Variable Contracts Principal CRD No. 4760338 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Robert F. Genito ("Genito") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations