2017054875402 Mauricio Abadi CRD 4461130 AWC jm (2019-1576801187734).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054875402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mauricio Abadi, Respondent Former General Securities Representative CRD No. 4461130 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Mauricio Abadi submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

2017056104801 Michael Jason Collins CRD 291563 AWC va (2019-1576714781775).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056104801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael Jason Collins, Respondent General Securities Representative CRD No. 2915653 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Michael Jason Collins ("Collins") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2018060577601 Paul M. Mallory CRD 4954768 AWC va (2019-1576714781961).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060577601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Paul M. Mallory, Respondent Former General Securities Representative, General Securities Principal, and Municipal Securities Representative CRD No. 4954768 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Paul M. Mallory submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2014041107201 Gregory Paul Pellizzon CRD 712667 AWC jm (2019-1576714784432).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041107201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Gregory Paul Pellizzon, Respondent Former Registered Representative CRD No. 712667 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Gregory Paul Pellizzon ("Pellizzon") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
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