2017054548001 KEVIN J. MURPHY CRD 1645347 Order jm (2019-1576714779595).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KEVIN J. MURPHY (CRD No. 1645347), Respondent. DISCIPLINARY PROCEEDING NO. 2017054548001 Hearing Officer-DDM ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 15, 2019 INTRODUCTION Disciplinary Proceeding No. 2017054548001 was filed on September 16, 2019, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or Complainant). Respondent Kevin J. Murphy submitted an Offer