FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant v. Jesse Gill (CRD No. 5188650), Respondent. Disciplinary Proceeding No. 2016051814301 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In July and August 2016, while associated with a FINRA member firm, Jesse Gil ("Gil") converted approximately $2,500 from an 82-year-old widow and former bank customer

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062319501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bobby Wayne Coburn, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 1464789 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Bobby Wayne Coburn ("Respondent" or "Coburn"), submits this Letter of Acceptance, Waiver and Consent ("AWC")

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. THOMAS LEE JOHNSON (CRD NO. 1215434), Respondent. Disciplinary Proceeding No. 2018056848101 Hearing Officer--MJD HEARING PANEL DECISION Date: August 23, 2019 Respondent converted $1,059,544.98 from his employer firm. For this misconduct, Respondent is barred from associating with any member firm in