FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058937702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Joseph Scott Eckhoff, Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 6703549 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Joseph Scott Eckhoff ("Eckhoff" or "Respondent") submits this Letter of Acceptance, Waiver and Consent

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES ACT OF 1933 Release No. 10662/July 17, 2019 SECURITIES EXCHANGE ACT OF 1934 Release No. 86404/July 17, 2019 Admin. Proc. File No. 3-18045 In the Matter of the Application of MERRIMAC CORPORATE SECURITIES, INC. and ROBERT G. NASH For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION - REVIEW OF DISCIPLINARY PROCEEDING

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. WILSON-DAVIS & CO., INC. (CRD No. 3777), JAMES C. SNOW, JR. (CRD No. 2761102), LYLE WESLEY DAVIS (CRD No. 62352), BYRON BERT BARKLEY (CRD No. 12469), and CRAIG STANTON NORTON (CRD No. 349405), Respondents. DISCIPLINARY PROCEEDING NO. 2016048837401 COMPLAINT The Department of Enforcement alleges as follows: SUMMARY 1. From late February 2015 through June 2015, Wilson-Davis & Co., Inc.