6620. Transaction Reporting
This rule is no longer applicable. NASD Rule 6620 has been superseded by FINRA Rule 6622. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 6620 has been superseded by FINRA Rule 6622. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6610 has been superseded by FINRA Rule 6420. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6600 has been superseded by FINRA Rule 6410. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6550 has been superseded by FINRA Rule 6550. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective Nov. 11, 2008.
This rule is no longer applicable. NASD Rule 6530 has been superseded by FINRA Rule 6530. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6520 has been superseded by FINRA Rule 6520. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 6510 has been superseded by FINRA Rule 6510. Please consult the appropriate FINRA Rule.