This rule is no longer applicable. Incorporated NYSE Rules have been superseded by Temporary Dual FINRA-NYSE member Rule Series. Please consult the appropriate FINRA Rule.

No member, member organization, or allied member therein shall:

This rule is no longer applicable effective November 11, 2008.

• • • Supplementary Material: --------------

Reports on Form SS20

This rule is no longer applicable. Incorporated NYSE Rule 434 has been superseded by FINRA Rule 4230. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. Incorporated NYSE Rule 432 has been superseded by FINRA Rule 4220. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. Incorporated NYSE Rule 431 has been superseded by FINRA Rule 4210. Please consult the appropriate FINRA Rule.

This rule is no longer applicable.

No member or member organization may accept from a customer a purchase order for any security, other than obligations of the United States Government, unless it has first ascertained that the customer placing the order or its agent will receive against payment securities in an amount equal to any execution confirmed to the customer, even though such an execution may represent the purchase of only a part of a larger order.

This rule is no longer applicable effective February 17, 2009.

Each member and member organization shall report to the Exchange such information as may be required with respect to any substantial option relating to listed securities in which such member, member organization or principal executive therein is directly or indirectly interested or of which such member, member organization or principal executive has knowledge by reason of transactions executed by or through such member or organization.

This rule is no longer applicable. Incorporated NYSE Rule 421 has been superseded by FINRA Rule 4521. Please consult the appropriate FINRA Rule.

Member organizations shall submit, as required by the Exchange, periodic reports with respect to