| FINRA.org

Rule 346. Limitations—Employment and Association with Members and Member Organizations

This rule is no longer applicable.

Rule 345. Employees—Registration, Approval, Records

This rule is no longer applicable. Incorporated NYSE Rule 345 has been superseded by FINRA Rule 1200 Series. Please consult the appropriate FINRA Rule.

Rule 344. Research Analysts and Supervisory Analysts

This rule is no longer applicable. Incorporated NYSE Rule 344 has been superseded by FINRA Rule 1200 Series. Please consult the appropriate FINRA Rule.

Research analysts and supervisory analysts must be registered with, qualified by, and approved by the Exchange.

Rule 343. Offices—Sole Tenancy, and Hours

This rule is no longer applicable.

Rule 342. Offices—Approval, Supervision and Control

This rule is no longer applicable. Incorporated NYSE Rule 342 has been superseded by FINRA Rule 3110. Please consult the appropriate FINRA Rule.

Offices and Employees (Rules 341-354)

Rule 328. Sale-And-Leasebacks, Factoring, Financing and Similar Arrangements

This rule is no longer applicable. Incorporated NYSE Rule 328 has been superseded by FINRA Rule 4110. Please consult the appropriate FINRA Rule.

Rule 326(d). Reduction of Elimination of Loans and Advances

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

Rule 326(c). Unsecured Loans and Advances

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

Rule 326(b). Business Reduction Capital Requirement

This rule is no longer applicable. Incorporated NYSE Rule 326 has been superseded by FINRA Rule 4120. Please consult the appropriate FINRA Rule.

A member organization that carries customer accounts shall forthwith reduce its business:

Subscribe to