4200C. DEFINITIONS
This rule is no longer applicable effective Jan. 1, 2009.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable effective Jan. 1, 2009.
Adopted by SR-NASD-2006-108 eff. Nov. 27, 2006. |
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable effective Jan. 1, 2009.
This rule is no longer applicable. NASD Rule 4632A has been superseded by FINRA Rule 6282. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective December 15, 2008.
Reserved by SR-NASD-2002-97 eff. July 29, 2002. |
This rule is no longer applicable. NASD Rule 4630A has been superseded by FINRA Rule 6281. Please consult the appropriate FINRA Rule.
This rule is no longer applicable effective December 15, 2008.
Reserved by SR-NASD-2002-97 eff. July 29, 2002. |
This rule is no longer applicable effective December 15, 2008.
Reserved by SR-NASD-2002-97 eff. July 29, 2002. |
This rule is no longer applicable. NASD Rule 4623A has been superseded by FINRA Rule 6279. Please consult the appropriate FINRA Rule.