4618. Clearance and Settlement
This rule is no longer applicable. NASD Rule 4618 has been superseded by FINRA Rule 6350A. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 4618 has been superseded by FINRA Rule 6350A. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4616 has been superseded by FINRA Rule 6340A. Please consult the appropriate FINRA Rule.
Adopted by SR-NASD-2005-087 eff. Aug. 1, 2006. |
This rule is no longer applicable. NASD Rule 4200 has been superseded by FINRA Rule 6320A. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4110 has been superseded by FINRA Rule 6330A. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 4100 has been superseded by FINRA Rule 6310A. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 3520 has been superseded by FINRA Rule 4370. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 3510 has been superseded by FINRA Rule 4370. Please consult the appropriate FINRA Rule.