Notice To Members 92-42
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Internal Audit |
SUGGESTED ROUTING:* |
Senior Management Legal & Compliance Municipal Operations Systems *These are suggested departments only. Others may be appropriate for your firm. |
On July 6, 1992, the Securities Investor Protection Corporation (SIPC) instituted a Direct Payment Procedure for:
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Internal Audit |
As of July 28, 1992, the following 48 issues joined the Nasdaq National Market, bringing the total number of issues to 2,916:
SUGGESTED ROUTING:* |
Senior Management |
SUGGESTED ROUTING:* |
Internal Audit |
SUGGESTED ROUTING:* |
Internal Audit |
As of August 25, 1992, the following 36 issues joined the Nasdaq National Market, bringing the total number of issues to 2,927:
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY
SUGGESTED ROUTING:* |
Senior Management |
EXECUTIVE SUMMARY