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3380. Order Entry and Execution Practices

This rule is no longer applicable. NASD Rule 3380 has been superseded by FINRA Rule 5290. Please consult the appropriate FINRA Rule.

3370. Purchases

This rule is no longer applicable. NASD Rule 3370 has been superseded by FINRA Rule 11860. Please consult the appropriate FINRA Rule.

3360. Short-Interest Reporting

This rule is no longer applicable. NASD Rule 3360 has been superseded by FINRA Rule 4560. Please consult the appropriate FINRA Rule.

3340. Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts

This rule is no longer applicable. NASD Rule 3340 has been superseded by FINRA Rule 5260. Please consult the appropriate FINRA Rule.

3330. Payment Designed to Influence Market Prices, Other than Paid Advertising

This rule is no longer applicable. NASD Rule 3330 has been superseded by FINRA Rule 5230. Please consult the appropriate FINRA Rule.

IM-3320. Firmness of Quotations

This rule is no longer applicable. NASD IM-3320 has been superseded by FINRA Rule 5220. Please consult the appropriate FINRA Rule.

3320. Offers at Stated Prices

This rule is no longer applicable. NASD Rule 3320 has been superseded by FINRA Rule 5220. Please consult the appropriate FINRA Rule.

No member shall make an offer to buy from or sell to any person any security at a stated price unless such member is prepared to purchase or sell, as the case may be, at such price and under such conditions as are stated at the time of such offer to buy or sell.