13500. Initial Prehearing Conference
This rule is no longer applicable. NASD Rule 13500 has been superseded by FINRA Rule 13500. Please consult the appropriate FINRA Rule.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 13500 has been superseded by FINRA Rule 13500. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13414 has been superseded by FINRA Rule 13414. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13413 has been superseded by FINRA Rule 13413. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13412 has been superseded by FINRA Rule 13412. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13411 has been superseded by FINRA Rule 13411. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13410 has been superseded by FINRA Rule 13410. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13409 has been superseded by FINRA Rule 13409. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13408 has been superseded by FINRA Rule 13408. Please consult the appropriate FINRA Rule.
This rule is no longer applicable. NASD Rule 13407 has been superseded by FINRA Rule 13407. Please consult the appropriate FINRA Rule.