| FINRA.org

4632E. Transaction Reporting

This rule is no longer applicable. NASD Rule 4632E has been superseded by FINRA Rule 6380B. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 4631E has been superseded by FINRA Rule 6320B. Please consult the appropriate FINRA Rule.

This rule is no longer applicable effective December 15, 2008.

This Rule 4630E Series applies to the reporting by members of transactions in designated securities to the NASD/NYSE Trade Reporting Facility.

Adopted by SR-NASD-2007-011 eff. April 18, 2007.

This rule is no longer applicable. NASD Rule 4622E has been superseded by FINRA Rule 6370B. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 4621E has been superseded by FINRA Rule 6360B. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 4618E has been superseded by FINRA Rule 6350B. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 4616E has been superseded by FINRA Rule 6340B. Please consult the appropriate FINRA Rule.

A Trade Reporting Facility Participant shall make such reports to NASD as may be prescribed from time to time by NASD.

Adopted by SR-NASD-2007-011 eff. April 18, 2007.