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Broker Dealer Firms We Regulate - H

H & L EQUITIES, LLC
1175 PEACHTREE ST., NE, SUITE 2200, ATLANTA, GA 30361-6206

H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

H.C.WAINWRIGHT & CO., LLC
430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

HAITONG INTERNATIONAL SECURITIES (USA) INC.
130 WEST 42ND STREET, FL 18, NEW YORK, NY 10036

HALEY SECURITIES, INC.
8712 WEST DODGE ROAD STE. 402, OMAHA, NE 68114

Broker Dealer Firms We Regulate - G

G. A. REPPLE & COMPANY
101 NORMANDY RD, CASSELBERRY, FL 32707

G.DISTRIBUTORS, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

G.RESEARCH, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

G.W. SHERWOLD ASSOCIATES, INC
22994 EL TORO ROAD, LAKE FOREST, CA 92630

G1 EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 1700, CHICAGO, IL 60604

GA CAPITAL MARKETS BD, LLC
55 EAST 52ND STREET, 17TH FLOOR, NEW YORK, NY 10055

GA PCCV BD, LLC
239 JASMINE ST, TAVERNIER, FL 33070

Broker Dealer Firms We Regulate - F

FAIRMOUNT PARTNERS LP
555 EAST LANCASTER AVENUE, SUITE 640, RADNOR, PA 19087

FAIRPORT CAPITAL, INC.
9141 E. HIDDEN SPUR TRAIL, SCOTTSDALE, AZ 85255

FAIRVIEW SECURITIES, INC.
154 LONG LOTS ROAD, WESTPORT, CT 06880

FAITHSTONE SECURITIES, LLC
2400 S. CIMARRON ROAD, SUITE 120, LAS VEGAS, NV 89117
Mailing Address: 2400 S, CIMARRON ROAD, SUITE 120, LAS VEGAS, NV 89117

FALCON SQUARE CAPITAL, LLC
3701 LAKE BOONE TRAIL, SUITE 100, RALEIGH, NC 27607

FALLBROOK CAPITAL SECURITIES CORP.
26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302

Broker Dealer Firms We Regulate - E

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 199 WATER STREET, 9TH FL, NEW YORK, NY 10038

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E.F. HUTTON & CO. LLC
745 FIFTH AVENUE, 34TH FLOOR & PH, NEW YORK, NY 10151

EAGLE POINT SECURITIES LLC
600 STEAMBOAT ROAD, SUITE 202, GREENWICH, CT 06830

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 1C15, MELVILLE, NY 11747
Mailing Address: 1 HUNTINGTON QUADRANGLE, 1C15, MELVILLE, NY 11747

Broker Dealer Firms We Regulate - D

D-MERC SERVICES
375 BALSAM ST, LAKEWOOD, CO 80226

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D. BORAL CAPITAL
590 MADISON AVE, 39TH FLOOR, NEW YORK, NY 10022

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY 10001

D.H. HILL SECURITIES, LLLP
1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77339

Broker Dealer Firms We Regulate - C

C&C TRADING L.L.C.
35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C.R. LLOYD INVESTMENT SERVICES, LLC
150 E 4TH PLACE, SUITE 600, SIOUX FALLS, SD 57104

CABIN SECURITIES, INC.
6240 W 135TH STREET, SUITE 214, OVERLAND PARK, KS 66223

CABOT LODGE SECURITIES LLC
425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173

CABRERA CAPITAL MARKETS, LLC
227 W. MONROE ST., SUITE 3000, CHICAGO, IL 60606

CACHE SECURITIES LLC
921 FRONT ST, 2ND FLOOR, SAN FRANCISCO, CA 94111