FINRA Is Open

Notice To Members 92-15

SUGGESTED ROUTING:*

Internal Audit
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.

As of February 24, 1992, the following 58 issues joined the Nasdaq National Market, bringing the total number of issues to 2,725:

Notice To Members 92-21

SUGGESTED ROUTING:*

Senior Management
Internal Audit
Operations
Trading
*These are suggested departments only. Others may be appropriate for your firm.

On June 30, 1988, the maximum Small Order Execution System (SOES) order size for all Nasdaq National Market securities was established as follows:

Notice To Members 92-22

SUGGESTED ROUTING:*

Senior Management
Legal & Compliance
Municipal
Operations
Systems
*These are suggested departments only. Others may be appropriate for your firm.

On February 24, 1992, the United States District Court for the District of Kansas appointed the Securities Investor Protection Corporation (SIPC) trustee for:

Notice To Members 92-24

SUGGESTED ROUTING:*

Internal Audit
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.

As of March 25, 1992, the following 63 issues joined the Nasdaq National Market, bringing the total number of issues to 2,766:

Subscribe to