FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064511202 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dana H. Davis (Respondent) General Securities Representative CRD No. 1707708 Pursuant to FINRA Rule 9216, Respondent Dana H. Davis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.