FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074626901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Matthew Underation (Respondent) Former General Securities Representative CRD No. 4273996 Pursuant to FINRA Rule 9216, Respondent John Matthew Underation submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018059540301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Justly Markets LLC, formerly known as DBOT ATS, LLC (Respondent) Member Firm CRD No. 159572 Pursuant to FINRA Rule 9216, Respondent Justly Markets LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.