2022074784201 Brad Michael Jacobson CRD 4859099 AWC gg (2023-1691194803506).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074784201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Brad Michael Jacobson (Respondent)
Former General Securities Representative
CRD No. 4859099
Pursuant to FINRA Rule 9216, Respondent Brad Michael Jacobson (Jacobson) submits this
Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of
the alleged rule violations described below.