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2022076194201 John Rollin Revelle CRD 5619752 AWC vr (2024-1725495611178).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022076194201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: John Rollin Revelle (Respondent)
Former General Securities Representative
CRD No. 5619752
Pursuant to FINRA Rule 9216, Respondent John Rollin Revelle submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
2024082598101 Marat Likhtenstein CRD 2470480 AWC vr (2024-1725495611441).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2024082598101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Marat Likhtenstein (Respondent)
Former General Securities Representative
CRD No. 2470480
Pursuant to FTNRA Rule 9216, Respondent Marat Likhtenstein submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2022073329701 JVM Securities, LLC CRD 290327 AWC vr (2024-1725495611131).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022073329701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: JVM Securities, LLC (Respondent)
Member Firm
CRD No. 290327
Pursuant to FINRA Rule 9216, Respondent JVM Securities, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
2021070498103 Kim R. Kunz CRD 718618 AWC vr (2024-1725495611381).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070498103
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Kim R. Kunz (Respondent)
Corporate Securities Representative
CRD No. 718618
Pursuant to FINRA Rule 9216, Respondent Kim R. Kunz submits this Letter of Acceptance,
Waiver. and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
Election Notice - 8/12/2024
Summary
FINRA will conduct its Annual Meeting of firms on Wednesday, September 11, 2024, at 10:00 a.m. Eastern Time at FINRA’s Washington, DC, office located at 1700 K Street, NW, Washington, D.C. The purpose of the meeting is to elect one Small Firm Governor, one Mid-Size Firm Governor and one Large Firm Governor to the FINRA Board of Governors (FINRA Board or Board).1