Skip to main content

Elliot Cole Comment On Regulatory Notice 22-08

I have been successfully managing my investments for decades. Leveraged and inverse funds have been an effective tool for me, especially in this volatile environment. I would have been at a disadvantage if I was not able to use these tools as hedges especially for my long positions that I have held for years, and which would cause an expensive tax event if I had to sell them. I hope that FINRA will not remove them from the individual investor.

Bernard Pogoda Comment On Regulatory Notice 22-08

Publick investment shukd be available to all of the public.Privileged don't need as much to suplement there retirement account as working people. I shoudldin't have to go through any specjal process like passing a test bifore I can invest in publick securitiefs, like leverage and invers funds. There are help on for people who want to learn how to invest in leveraged and inverse fund. Example "jasonkelly.com". Limiting my acces to these funds is in my opinion wrong and unfair. My question to you Gentlemen is how you determinig who is qualified and who is not to invest in public securities?

Patrick Cassidy Comment On Regulatory Notice 22-08

Similar to your accredited investor restrictions in Alternative Investments, you are doing more than you are worth. If people are not researching/making informed investing decisions then that is their prerogative but why do you feel the need to restrict those of us that have? Another waste of tax payer dollars through a bureaucratic government agency pretend to play the role of parent

Lee Steur Comment On Regulatory Notice 22-08

I have invested and traded in stocks, mutual funds, ETFs, put and call options, leveraged and inverse securities, futures, gold and silver for 61 years. The US markets have grown and prospered because of innovation. When a market fails to meet the needs of participants, that market goes away on it's own.

The huge volume of shares traded in some leveraged securities is substantial evidence that the securities are meeting the needs of many investors and traders who use them for various purposes, including portfolio protection.