2019061187802 Madison Avenue Securities, LLC CRD 23224 AWC lp (2023-1685578804462).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019061187802
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Madison Avenue Securities, LLC (Respondent)
Member Firm
CRD No. 23224
Pursuant to FINRA Rule 9216, Respondent Madison Avenue Securities, LLC submits this Letter
of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.