Steven Price is Senior Vice President, Market Investigations and oversees FINRA’s Market Investigations program, which is responsible for conducting investigations into trading activities, reporting and related processes and controls involving equities, options, and fixed income products and security-based swaps. Mr. Price previously led FINRA’s National Cause Program, which conducts reviews and investigations based on triggering events or regulatory intelligence. Mr.

Jackie Perrell is Senior Vice President, Unified Services in Regulatory Operations. In this role, Ms. Perrell is responsible for overseeing a broad range of business operations and regulatory compliance and support functions that enable more effective and efficient operations across the department.