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2022076459302 Jason Lee Pintus CRD 5239408 AWC vr (2023-1686183609450).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076459302 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason Lee Pintus (Respondent) Former General Securities Principal and Former General Securities Representative CRD No. 5239408 Pursuant to FINRA Rule 9216, Respondent Jason Lee Pintus submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.