2015044823501 Edward Beyn CRD 5406273, Craig S. Taddonio CRD 4773787 SEC Decision jlg (2023-1685319603636).pdf
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Release No. 97325 / April 19, 2023
Admin. Proc. File Nos. 3-19007, 3-19012
In the Matter of the Applications of
Edward Beyn and Craig S.
2015044823502 Edward Beyn CRD 5406273, Craig S. Taddonio CRD 4773787 SEC Decision jlg (2023-1685319603398).pdf
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Release No. 97325 / April 19, 2023
Admin. Proc. File Nos. 3-19007, 3-19012
In the Matter of the Applications of
Edward Beyn and Craig S.
2021070208701 SprinkleBrokerage, Inc. CRD 258216 and John Alexander Wallin CRD 6000899 AWC gg (2023-1685319603503).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070208701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: SprinkleBrokerage, Inc. (Respondent)
Member Firm
CRD No. 285216
John Alexander Wallin (Respondent)
General Securities Principal and General Securities Representative
CRD No. 6000899
Pursuant to FINRA Rule 9216, Respondents SprinkleBrokerage, Inc.
Information Notice - 4/27/23
FINRA is advising member firms that the Options Clearing Corporation has issued the March 2023 Options Disclosure Document (ODD). The ODD contains general disclosures on the characteristics and risks of trading standardized options.