FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066757801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Pierre M. Hilario (Respondent) Former General Securities Representative CRD No. 4386481 Pursuant to FINRA Rule 9216, Respondent Pierre M. Hilario submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John Pelletier CRD No. 4205289, Respondent. Disciplinary Proceeding No. 2021071094401 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between May 2017 and July 2018, while associated with then FINRA member BMO Harris Financial Advisors, Inc.