2020065533401 Ahmed G. Gheith CRD 5783951 AWC gg (2023-1673828396348).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065533401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Ahmed G. Gheith (Respondent) General Securities Representative CRD No. 5783951 Pursuant to FINRA Rule 9216, Respondent Ahmed G. Gheith submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

SR-FINRA-2022-032

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to add IntelligentCross ATS (“IntelligentCross”) as a new entrant to the Alternative Display Facility (“ADF”).

2019061213401 Coastal Equities, Inc. CRD 23769 AWC va (2023-1673828394320).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061213401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Coastal Equities, Inc. (Respondent) Member Firm CRD No. 23769 Pursuant to FINRA Rule 9216, Respondent Coastal Equities, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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