FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076025501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jonathan Walter Way (Respondent) Former General Securities Representative CRD No. 1126849 Pursuant to FINRA Rule 9216, Respondent Jonathan Walter Way submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071098801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Maurice L. Naylon III (Respondent) General Securities Representative CRD No. 831841 Pursuant to FINRA Rule 9216, Respondent Maurice L. Naylon, III (Naylon) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076195901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Rogerio Almeida (Respondent) Former General Securities Representative CRD No. 7083841 Pursuant to FINRA Rule 9216, Respondent Rogerio Almeida submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.