2022074091001 Lee H. Rycraft CRD 5770413 AWC lp (2024-1708042803209).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074091001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Lee Harold Rycraft (Respondent)
Former General Securities Representative
CRD No. 5770413
Pursuant to FINRA Rule 9216, Respondent Lee Harold Rycraft submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.