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2019064497301 Ron Y. Itin CRD 2344151 AWC lp (2024-1723422016111).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019064497301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ron Y. Itin (Respondent)
General Securities Principal
CRD No. 2344151
Pursuant to FINRA Rule 9216, Respondent Ron Y. Itin submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
2022074939304 PFS Investments Inc. CRD 10111 AWC gg (2024-1723422016681).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074939304
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: PFS Investments Inc. (Respondent)
Member Firm
CRD No. 10111
Pursuant to FINRA Rule 9216, Respondent PFS Investments Inc. (PFSI) submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.