2021072252801 Joseph Civiletti CRD 2246140 AWC vr (2023-1691367607744).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072252801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph Civiletti (Respondent) Former General Securities Representative CRD No. 2246140 Pursuant to FINRA Rule 9216, Respondent Joseph Civiletti submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2022076459303 Monmouth Capital Management LLC CRD 290248 AWC vr (2023-1691367607698).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076459303 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Monmouth Capital Management LLC Member Firm CRD No. 290248 Pursuant to FINRA Rule 9216, Respondent Monmouth Capital Management LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020066334701 David Alan Snavely CRD 2030866 AWC gg (2023-1691367607706).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066334701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Alan Snavely (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 2030866 Pursuant to FINRA Rule 9216, Respondent David Alan Snavely submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021070378301 Dominic Carlo CRD 2731304 AWC gg (2023-1691367607705).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, \VAIVER, AND CONSENT NO. 2021070378301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dominic Carlo (Respondent) General Securities Representative CRD No. 2731304 Pursuant to FINRA Rule 9216, Respondent Dominic Carlo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021072184901 Timothy R. Bush CRD 3276071 AWC gg (2023-1691367607704).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072184901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Timothy R. Bush (Respondent) Former General Securities Representative CRD No. 3276071 Pursuant to FINRA Rule 9216, Respondent Timothy R. Bush submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
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