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Glen Fraser Comment On Regulatory Notice 22-08

Comment on #22-08 Regulatory Notice: Leveraged and inverse funds are an important component to insuring a portfolio - even for smaller retail investors such as myself. I would not want to lose ready access to these or have to work through others to acquire. Thank you Regards, glen fraser

19-02173.pdf

2019060735601 Boustead Securities, LLC CRD 141391 AWC gg (2022-1671063605866).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060735601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Boustead Securities, LLC (Respondent) Member Firm CRD No. 141391 Pursuant to FINRA Rule 9216, Respondent Boustead Securities, LLC submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021072636102 John M. Selleh CRD 1292048 AWC lp (2022-1671063597659).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072636102 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John M. Selleh (Respondent) Former General Securities Principal CRD No. 1292048 Pursuant to FINRA Rule 9216, Respondent John M. Selleh submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Crypto Asset Communications

Information Notice 11/18/22

Summary

FINRA is publishing this Notice to assist firms with making accurate submissions in connection with requests for Federal Reserve Board Regulation T, SEA Rule 15c3-3 and FINRA Rule 4210 extensions of time around holidays when exchanges or banks are closed. The schedule included in this Notice specifies the due dates for filing requests of extensions of time prior to and after a holiday when the exchanges or banks are closed in 2023.