FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068689201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven G. Brettler (Respondent) General Securities Representative CRD No. 4367351 Pursuant to FINRA Rule 9216, Respondent Steven G. Brettler submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.