2019062623002 Peng Zhang CRD No. 6103092 AWC gg (2022-1665706815056).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062623002 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Peng Zhang (Respondent) Introducing Broker-Dealer Financial and Operations Principal; General Securities Principal; General Securities Representative; Investment Banking Representative; Investment Banking Principal; Operations Professional. CRD No.

Carrie DiValerio

As Senior Vice President, Enterprise & Financial Solutions, Carrie DiValerio is responsible for leading FINRA’s Enterprise Strategy function. In this role, she oversees the development of enterprise and department strategy through implementation of the objectives and key results framework and management of FINRA’s human capital and initiative resources. 

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