FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074318001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Zachary Benjamin Simpson (Respondent) Former General Securities Representative CRD No. 7158285 Pursuant to FINRA Rule 9216, Respondent Zachary Benjamin Simpson (Simpson) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.