FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074303701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lee Ray Diedrich (Respondent) Former General Securities Representative CRD No. 2636095 Pursuant to FINRA Rule 9216, Respondent Lee Ray Diedrich (Diedrich) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.