FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070563901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert J. Boschke (Respondent) Former General Securities Representative CRD No. 2813139 Pursuant to FINRA Rule 9216, Respondent Robert J. Boschke submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074617401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kenneth John Byrne (Respondent) Former General Securities Representative CRD No. 1191939 Pursuant to FINRA Rule 9216, Respondent Kenneth John Byrne submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065683301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Todd Anthony Cirella (Respondent) General Securities Representative CRD No. 2396336 Pursuant to FINRA Rule 9216, Respondent Todd Anthony Cirella submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068689201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven G. Brettler (Respondent) General Securities Representative CRD No. 4367351 Pursuant to FINRA Rule 9216, Respondent Steven G. Brettler submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.