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2024081427901 Paul Francis Trimber CRD 2765260 AWC gg (2024-1713745211428).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2024081427901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Paul Francis Trimber (Respondent)
Former General Securities Representative
CRD No. 2765260
Pursuant to FINRA Rule 9216, Respondent Paul Francis Trimber submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2022075762601 David A. Dodson CRD 2363957 AWC lp (2024-1713745212638).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022075762601
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: David A. Dodson (Respondent)
Former General Securities Representative
CRD No. 2363957
Pursuant to FINRA Rule 9216, Respondent David A. Dodson submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
20-00994(3).pdf
motion to vacate