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FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017055977301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: H.C. Wainwright & Co., LLC (Respondent) Member Firm CRD No. 375 John Wesley Chambers (Respondent) General Securities Representative, General Securities Principal, Investment Banking Representative, and Investment Banking Principal CRD No.

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