Skip to main content

2022075246601 Jeremy Jefferson CRD 4444433 AWC gg (2023-1679617200072).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075246601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeremy Jefferson (Respondent) General Securities Representative General Securities Sales Supervisor CRD No. 4444433 Pursuant to FINRA Rule 9216, Respondent Jeremy Jefferson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.