Cybersecurity
This course discusses effective practices to protect electronic and physical data in the workplace and while working remotely.
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This course discusses effective practices to protect electronic and physical data in the workplace and while working remotely.
This course examines best practices for firms to establish and implement strong cybersecurity procedures. It also provides information on granting employees and vendors access to information and preventing data breaches.
This course provides an overview of new FINRA Rule 3241 as well as resources to find answers to questions and learn more.