FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Beliveau Bays CRD No. 6034987, Respondent. Disciplinary Proceeding No. 2021070734301 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. In July 2019, Respondent Beliveau Bays, while associated with LPL Financial LLC (LPL), forged the electronic signatures of four customers on six account applications and one account transfer form. The customers did not give Bays permission to sign their names nor did they have any knowledge that Bays had done so.