FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061634801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Crescent Securities Group, Inc. (Respondent) Member Firm CRD No. 114993 Pursuant to FINRA Rule 9216, Respondent Crescent Securities Group, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068648601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Miche D. Jean (Respondent) Former General Securities Representative CRD No. 5918186 Pursuant to FINRA Rule 9216, Respondent Miche D. Jean submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.