2021069365001 Long Island Financial Group, Inc. CRD 31148 AWC gg (2023-1678666802841).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069365001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Long Island Financial Group, Inc. (Respondent)
Member Firm
CRD No. 31148
Pursuant to FINRA Rule 9216, Respondent Long Island Financial Group, Inc. (LIFG) submits
this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement
of the alleged rule violations described below.