FiNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070477901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Barry Lee Garapedian (Respondent) Former General Securities Representative CRD No. 1039257 Pursuant to FINRA Rule 9216, Respondent Barry Lee Garapedian submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061612602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: FFEC Wealth Partners LLC (Respondent) (formerly, First Financial Equity Corporation) Member Firm CRD No. 16507 Jeffrey Scott Graves (Respondent) General Securities Principal CRD No.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068811301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Todd Michael Seymour (Respondent) Former General Securities Representative CRD No. 3249733 Pursuant to FINRA Rule 9216, Respondent Todd Michael Seymour submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022076173201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brandon Self (Respondent) Former General Securities Representative (GS) CRD No. 7067577 Pursuant to FINRA Rule 9216, Respondent Brandon Self submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.