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[OCS SUBMISSION] As Principal and owner of small BD in business for over 40 years....I believe, along with my FINOP Sally Mann, that the shortened time frame for reporting from 15 min to 1 minute is NOT reasonable. This change would create havoc, expenses, and non compliance for many BD's. We strongly suggest no change to this rule.

22-00208.pdf

22-00228.pdf

19-01455(2).pdf

Motion to vacate

19-01829(4).pdf

Other

19-01829(3).pdf

Order to confirm

2020066841402 Kyle Luebeck CRD 5931863 AWC lp (2022-1664497210627).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066841402 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kyle Luebeck (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 5931863 Pursuant to FINRA Rule 9216, Respondent Kyle Luebeck submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2022074899601 Doug Marshall McKelvey CRD 4502849 AWC va (2022-1664497210412).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074899601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Doug Marshall McKelvey (Respondent) General Securities Representative (GS) CRD No. 4502849 Pursuant to FINRA Rule 9216, Respondent Doug Marshall McKelvey submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

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Healthy Markets Association Comment On Regulatory Notice 22-17

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