FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071041701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jimmie Scott Griffea (Respondent) Former General Securities Representative CRD No. 6967113 Pursuant to FINRA Rule 9216, Respondent Jimmie Scott Griffea submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075812301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: IBN Financial Services, Inc. (Respondent) Member Firm CRD No. 42360 Pursuant to FINRA Rule 9216, Respondent IBN Financial Services, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.