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2018058988301 Solomon Wei-En Hua CRD 6168816 AWC gg (2022-1665966005807).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018058988301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Solomon Wei-En Hua (Respondent) General Securities Representative CRD No. 6168816 Pursuant to FINRA Rule 9216, Respondent, Solomon Wei-En Hua submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020065342802 Raymond E. Jennison, Jr. CRD 867502 AWC gg (2022-1665966001961).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065342802 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Raymond E. Jennison, Jr. (Respondent) Former General Securities Representative CRD No. 867502 Pursuant to FINRA Rule 9216, Respondent Raymond E. Jennison, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2019061702701 Vision Financial Markets, LLC CRD 47927 AWC gg (2022-1665966012625).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061702701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Vision Financial Markets LLC (Respondent) Member Firm CRD No. 142271 Vision Brokerage Services, LLC (Respondent) Member Firm CRD No.