2018058988301 Solomon Wei-En Hua CRD 6168816 AWC gg (2022-1665966005807).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2018058988301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Solomon Wei-En Hua (Respondent)
General Securities Representative
CRD No. 6168816
Pursuant to FINRA Rule 9216, Respondent, Solomon Wei-En Hua submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2020065342802 Raymond E. Jennison, Jr. CRD 867502 AWC gg (2022-1665966001961).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020065342802
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Raymond E. Jennison, Jr. (Respondent)
Former General Securities Representative
CRD No. 867502
Pursuant to FINRA Rule 9216, Respondent Raymond E. Jennison, Jr. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2019061702701 Vision Financial Markets, LLC CRD 47927 AWC gg (2022-1665966012625).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019061702701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Vision Financial Markets LLC (Respondent)
Member Firm
CRD No. 142271
Vision Brokerage Services, LLC (Respondent)
Member Firm
CRD No.
Shadreck Chigede Comment On Regulatory Notice 22-08
I oppose restrictions to my right to invest