For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | Institute of Business & Finance |
| Qualification and Training Requirements | |
| Prerequisites | Candidate must have:
|
| Designation Training Requirements | Self-study course, including written case study |
| Designation Exam Type | Online, proctored, closed-book exams |
| Continuing Education Requirements | 30 hours every two years |
| Verification and Complaints | |
| Online Designation Resource | Online at Find an Advisor |
| Investor Complaint Process | Submit complaints via mail to Executive Director, Institute of Business & Finance, P.O. Box 371243, San Diego, CA 91237. |
| Published List of Disciplined Designees | None |
| Designation Essentials | |
|---|---|
| Status | No longer offered or recognized by the issuing organization |
| Designation Notes | |
| Issuing Organization | Institute of Business & Finance |
| Qualification and Training Requirements | |
| Prerequisites | |
| Designation Training Requirements | |
| Designation Exam Type | |
| Continuing Education Requirements | |
| Verification and Complaints | |
| Online Designation Resource | |
| Investor Complaint Process | |
| Published List of Disciplined Designees | |
