BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Wilfredo Felix, Jr. North Amityville, NY, Respondent. DECISION Complaint No. 2020065128501 Dated: October 13, 2022 Respondent failed to respond to multiple FINRA Rule 8210 requests. Held, findings and sanction affirmed. Appearances For the Complainant: Megan P. Davis, Esq., Karen C. Daly, Esq., and Keven Hartzell, Esq., Department of Enforcement, Financial Industry

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068564101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Steven Albert Bellino (Respondent) Former General Securities Representative CRD No. 1278531 Pursuant to FINRA Rule 9216, Respondent Steven Albert Bellino submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.