For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Join NASAA and FINRA for a presentation of recent system enhancements in support of the Investment Adviser Representative (IAR) CE program. Advance questions can be submitted to [email protected]. FINRA and NASAA will answer selected questions during the webinar.
As a retail investor I want this notice to be implemented.
As a retail investor we need this rule for transparency for the entire market
We need this rule to be passed asap. As a retail investor this would help transparency in the markets!