Financial Services Certified Professional

Financial Services Certified Professional (FSCP)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization The American College of Financial Services
Qualification and Training Requirements
Prerequisites

None
Designation Training Requirements

Two required and five elective courses; combination of online and live, in-person offerings available
Designation Exam Type

Closed-book, proctored final course exams
Continuing Education Requirements
  • Client-facing designees: 30 hours every two years, including one hour of ethics CE
  • Non-client-facing designees: one hour of ethics CE every two years
Verification and Complaints
Online Designation Resource

Online at YourAdvisorGuide.com
Investor Complaint Process

Submit complaints via email to [email protected]
Published List of Disciplined Designees

None

CLF

Chartered Leadership Fellow (CLF)

Designation Essentials
Status No longer offered but still supported by the issuing organization
Issuing Organization The American College of Financial Services
Qualification and Training Requirements
Prerequisites
Designation Training Requirements
Designation Exam Type
Continuing Education Requirements
Verification and Complaints
Online Designation Resource
Investor Complaint Process
Published List of Disciplined Designees

2020065693301 M B Schreiber CRD No. 1032600 AWC gg (2022-1669854011068).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 202006S693301 TO: Department of Enforcement Financial Industry Regulatory Authority RE: M B Schreiber (Respondent) General Securities Representative CRD No. 1032600 Pursuant to FINRA Rule 9216, Respondent MB Schreiber submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2020068885201 Scott G. Warnock CRD 2764181 AWC lp (2022-1669854011364).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068885201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Scott G. Warnock (Respondent) General Securities Representative CRD No. 2764181 Pursuant to FINRA Rule 9216, Respondent Scott G. Warnock submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Subscribe to