2021072713001 Stacee Lei Bradley CRD 7320122 AWC gg (2022-1667521220967).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072713001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Stacee Lei Bradley (Respondent)
Former General Securities Representative
CRD No. 7320122
Pursuant to FINRA Rule 9216, Respondent Stacee Lei Bradley submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.